UM Macao Achieves New Heights in Mathematics: Two Original Research Breakthroughs Simultaneously Published in a Top-Tier International Journal
澳大數學研究再創高峰,兩項原創成果同步榮登國際頂尖期刊


(右起) 楊文、桂長峰、袁洪煒
From right Prof. Wen Yang, Prof. Changfeng Gui and Prof. Hongwei Yuan
The Department of Mathematics at the Faculty of Science and Technology, University of Macau (UM), has achieved a remarkable milestone: two major research papers have been simultaneously accepted by the Journal of the European Mathematical Society (JEMS), one of the world’s most prestigious mathematics journals. It is exceptionally rare for a single academic unit to have two independent works accepted concurrently by such a top-tier journal—an accomplishment that powerfully demonstrates UM’s outstanding research strength and deep scholarly foundation in both pure and applied mathematics.
JEMS is widely recognized as one of the leading mathematical journals globally, standing alongside Communications on Pure and Applied Mathematics (CPAM), Duke Mathematical Journal, and Geometric and Functional Analysis (GAFA). Often regarded as the foremost journal following the “big four” in mathematics, JEMS maintains exceptionally rigorous selection standards. The simultaneous acceptance of two papers from UM is a resounding endorsement of the high caliber of its mathematical research.
The first paper, titled “The Applications of the Algebraic Structure on the Toda Systems Associated with Dₙ and F₄ Types,” was co-authored by Prof. Changfeng Gui and Associate Professor Wen Yang from the Department of Mathematics, together with Prof. Chang-Shou Lin from National Taiwan University, Associate Professor Aleks Jevnikar from the University of Udine (Italy), and Dr. Leilei Cui from Central China Normal University.
Toda systems are classical yet profoundly significant models of nonlinear partial differential equations, originally introduced in the 1960s by Japanese physicist Morikazu Toda to describe nonlinear wave propagation in lattices. Over time, they have become central objects linking Lie algebra root systems, Weyl group symmetries, quantum field theory, random matrix theory, and geometric analysis—playing crucial roles in instanton solutions in gauge theory and Yang–Mills equations on Riemann surfaces. A key analytical challenge lies in understanding the behavior of blow-up solutions, particularly the classification of local masses at singular points.
For Toda systems of types Aₙ, Bₙ, Cₙ, and G₂, prior work successfully expressed local masses via double summations using permutation groups and monodromy theory of complex ordinary differential equations, enabling a priori estimates and existence results. However, Dₙ and F₄ systems present far greater algebraic complexity: Dₙ systems exhibit fundamentally different structures depending on whether the rank is odd or even, while F₄ systems lack a Fuchsian ODE structure, making explicit permutation representations of their Weyl groups extremely difficult. These obstacles have long hindered progress.
This groundbreaking study achieves—for the first time—the complete classification of blow-up local masses for both Dₙ and F₄ Toda systems. For Dₙ, the team derived distinct local mass formulas tailored to odd and even ranks. For F₄, researchers identified patterns among 120 identities and constructed a triple-sum expression for local masses using four generating permutations—a significantly more intricate framework than those for Aₙ,Bₙ,Cₙ types. Building on this classification, the authors determined critical parameters for both systems and, by using Morse theory, proved the existence of solutions on manifold where the Euler characteristic is non-positive. This work not only opens new avenues for analyzing other Toda systems (e.g., affine types) but also offers valuable insights for blow-up studies in other critical exponent equations.
The second paper, “A Theory of First Order Mean Field Type Control Problems and their Equations,” was co-authored by UM Research Assistant Professor Hongwei Yuan, Prof. Alain Bensoussan (University of Texas at Dallas), Associate Professor Deguang Wang (Shenzhen University), and Prof. Shangzhi Ren (The Chinese University of Hong Kong).
Mean field type control theory extends classical control theory to large-scale multi-agent systems—such as fleets of autonomous vehicles, financial traders, or social media users—where each agent’s decision depends on both its own state and the collective distribution (“mean field”) of all agents, which in turn evolves under the influence of individual actions. This creates a complex, infinite-dimensional coupled system. The Bellman equation is the cornerstone for describing such systems, yet its strong nonlinearity and nonlocality have left fundamental questions—existence, uniqueness, and regularity of solutions—even in seemingly simple cases like “linear dynamics plus nonlinear perturbations”—largely unresolved. Existing approaches rely heavily on restrictive assumptions such as linear-quadratic structure, separable Hamiltonians, or globally bounded second derivatives of the Hamiltonian, limiting real-world applicability.
This paper establishes, for the first time, a complete and rigorous theory for general first-order mean field type control problems. It proves the global existence and uniqueness of classical solutions to both the Bellman equation and the master equation. It introduces an innovative “cone condition” and develops novel a priori estimates based on forward–backward ODE systems, with a key insight centered on the positive definiteness of the Schur complement of the Hessian of the Lagrangian. It validates the theory by solving nontrivial nonlinear quadratic examples previously intractable by conventional methods, and further applies the framework to analyze deep residual networks with batch normalization, forging a new bridge between control theory and deep learning.
Though rooted in distinct branches—geometric analysis and control theory—both studies tackle long-standing, fundamental challenges with original ideas and sophisticated analytical tools. Together, they underscore the UM’s growing prominence and international impact in advancing the frontiers of mathematical science. Adding to this momentum, Dr. Sicheng Liu, a postdoctoral fellow in the Department of Mathematics, has recently been awarded the prestigious “Overseas Excellent Young Scientists Fund” (Overseas Youth Talent Program), injecting fresh talent into the research team. These concurrent breakthroughs in both research output and human capital vividly reflect UM Mathematics’ strategic commitment to deep foundational inquiry, interdisciplinary innovation, and balanced talent development—laying a solid foundation for sustained, high-quality growth in the years ahead.
澳門大學科技學院數學系兩項重要研究成果同時獲國際頂尖數學期刊《Journal of the European Mathematical Society》(JEMS)接收,此類同一學術單位兩項成果同步入選頂級期刊的情形,在學術界屬罕見,充分展現了澳大在基礎數學與應用數學前沿領域的卓越研究實力與深厚學術積澱。作為公認的頂尖刊物,JEMS 與《Communications on Pure and Applied Mathematics》(CPAM)、《Duke Mathematical Journal》(Duke)、《Geometric and Functional Analysis》(GAFA)齊名,被視為繼四大頂級數學期刊之後備受學界推崇的權威刊物,其選稿標準極為嚴格,此次兩篇論文同時獲選,是對澳大數學研究水準的極高肯定。
第一項成果由數學系桂長峰教授、楊文副教授聯合台灣大學林長壽教授、義大利烏迪內大學 Aleks Jevnikar 副教授及華中師範大學崔磊磊博士共同完成的研究論文《The Applications of the Algebraic Structure on the Toda Systems Associated with Dₙ and F₄ Types》。
Toda系統是數學領域中經典且至關重要的非線性偏微分方程模型,由日本物理學家Toda於20世紀60年代提出,該模型最初旨在刻畫晶格體系中的非線性波動行為,後續則逐步拓展至數學與物理學的諸多分支,成為跨領域研究的關鍵工具。。該系統精準捕捉李代數根系與Weyl群對稱性,並與量子場論、隨機矩陣理論及幾何分析深度交融,在規範場論瞬子解、黎曼曲面楊-米爾斯方程中發揮關鍵作用。分析學上,研究其爆破解的行為是一个关键课题,尤其是奇異點處局部質量的分類。
在傳統研究中,針對Aₙ、Bₙ、Cₙ及G2型 Toda 系統,學界已通過置換群與復常微分方程單值化理論,將局部質量表示為雙重求和形式,並順利得到先驗估計與解的存在性結論。然而,Dₙ和F₄型Toda系統的代數結構更為複雜:Dₙ 型系統會因秩數的奇偶性呈現出本質差異,而F₄型系統因缺乏 Fuchs常微分方程的結構,導致其 Weyl 群的置換表示難以實現顯式化,這兩大難點極大提升了此類系統的分析難度。為攻克這一挑戰,本研究首次實現了Dₙ和F₄ 型 Toda 系統爆破解局部質量的完整分類:對於Dₙ 型系統,團隊針對秩數為奇數與偶數的不同情形分別給出相應局部質量的表達;對於F₄ 型系統,研究人員則從 120 個恆等式中尋找規律,通過四組置換生成基構建出三重求和的局部質量表達形式,其研究難度較之Aₙ、Bₙ、Cₙ型系統有了顯著的提升。基於這一分類結果,團隊進一步確定了兩類系統的臨界參數,並結合莫爾斯理論,最終證明了Dₙ和F₄型 Toda 系統在歐拉示性數非正區域下解的存在性。此項工作不僅能為其他 Toda 系統(如仿射型)爆破分析提供新的視角,同時也可能為其他臨界指數方程爆破研究提供一定的借鑒意義。
第二項成果是由數學系的袁洪煒研究助理教授與德州大學達拉斯分校Alain Bensoussan教授、深圳大學王德光副教授、香港中文大學任尚智教授合作完成的題爲“A Theory of First Order Mean Field Type Control Problems and their Equations”的論文。
平均場型控制理論是經典控制論在“大規模智能體系統”中的推廣,旨在為大量相互影響的個體(如自動駕駛車輛、金融交易者、社交媒體用戶)尋找全局最優協調策略。這裡,個體決策受自身狀態與由全體狀態分布形成的“平均場”影響,反過來又推動平均場演變,形成一個複雜的無限維耦合系統。描述此系統的核心工具是Bellman方程,但其高度非線性與非局部特性使得即使是“線性+非線性擾動”動力的情形下,其解的存在性、唯一性和正則性證明一直懸而未決。現有結果大多依賴“線性二次型”、“哈密頓量可分離”或“哈密頓量二階導數全局一致有界”等假設,限制了模型對複雜現實情況的刻畫。研究團隊正是希望突破這些限制,建立適用廣泛非線性動力平均場控制問題的統一、嚴謹理論。
該論文首次為一般一階平均場型控制問題提供完整解決方案,嚴證其Bellman及主方程經典解的整體存在性與唯一性。研究創新性地提出“錐條件”,並通過分析前向-後向常微分方程系統及新穎先驗估計方法(核心在於拉格朗日函數Hessian矩陣Schur補的正定性),成功突破非線性動力情形的理論瓶頸。此成果不僅解決了一類非線性動力一階平均場型控制的基礎問題,其方法亦為更高階、隨機情形提供了新工具。論文還藉由處理傳統方法難解的非平凡非線性二次型例子,驗證理論價值,並進一步將理論應用於帶批量歸一化的深度殘差網絡分析,開辟了新的研究視角。
這兩項研究雖分屬不同數學分支,卻共同指向各自領域長期懸而未決的核心難題,並以原創性思想與深刻工具實現突破,彰顯澳門大學數學系在推動基礎理論發展中的活躍角色與國際影響力。此外,數學系博士後劉思乘成功入選「海外優秀青年科學基金項目」(海外優青),為團隊注入新生力量。系列重磅成果與人才突破相繼湧現,正是澳大數學系近年來堅持深耕基礎、交叉創新、引育並舉戰略的體現,也為學科未來高質量發展奠定了堅實根基。